Procedural cycle, Berlin Administrative Court - Federal Constitutional Court

The question of whether the approval agencies are entitled to reach an autonomous evaluation of the ethical acceptability of animal experiments was heard by Berlin Administrative Court (VG Berlin) and the Federal Constitutional Court (BVerfG) in 1994.

1. Berlin Administrative Court, First Chamber, ruling of 20 April 1994, ref. no.: 1 A 232.92 (In: Natur und Recht 1994, 507-511.)

A researcher conducting basic research in neurophysiology at the Free University of Berlin had sought approval for two animal experiments. The experiments in question were to be performed on live anthropoid apes (inter alia squirrel monkeys and Java Macaques). The responsible approval agency had rejected both applications (on 23 June 1992) despite having approved similar experiments by the researcher in the past (3 March 1988 and 17 September 1990). The justification provided for the refusal was that while the envisaged animal experiments were indispensable for the pursued experimental goal, they were not ethically acceptable.

 The researcher then filed suit in Berlin Administrative Court. The Administrative Court decided to initially stay the proceedings and obtain a decision from the Federal Constitutional Court as to whether § 7 Para. 3 Animal Protection Act (TierSchG) (review of ethical acceptability by the approval agency) was unconstitutional (judicial review proceedings). The Administrative Court itself was of this opinion and noted that § 7 Para. 3 TierSchG was in violation of Art. 5 Para. 3 Sentence 1 Basic Law (fundamental right to freedom of research). As an unqualified fundamental right, freedom of research could only be restricted by other, conflicting constitutional values; animal welfare does not, however, have constitutional status, and the court was therefore of the opinion that restriction of freedom of research by the provisions of the Animal Protection Act would be unconstitutional.

2. Federal Constitutional Court, First Division, First Chamber, Chamber ruling of 20 June 1994, ref. no.: 1 BvL 12/94 (In: Natur und Recht 1995, 135-137.)

The Federal Constitutional Court was now called upon to decide whether the provisions of the Animal Protection Act regarding review of the ethical acceptability of animal experiments were unconstitutional. However, it rejected the submission of the Berlin Administrative Court as inadmissible. In the first place, the Federal Constitutional Court pointed out that the Berlin Administrative Court could have reached a decision irrespective of clarification of the question as to whether § 7 Para. 3 Animal Protection Act was unconstitutional:

If the experiments in respect of which the application was filed were, contrary to the opinion of the approval agency, ethically acceptable, there would be no need to decide upon the constitutional conformity of the legal norm. Secondly, pursuant to § 100 Para. 1 Sentence 1 Basic Law (judicial review proceedings) provision is only made for a submission to the Federal Constitutional Court if clarification of the question as to whether a legal norm is unconstitutional is indispensable for the decision-making of the submitting court. Submission to the Federal Constitutional Court would also be superfluous if the nullification of a norm could be avoided through its interpretation in accordance with the constitution.

In relation to § 7 Para. 3 an interpretation in accordance with the constitution would be such that while the researcher would have to provide scientific justification for the ethical acceptability of his planned animal experiments, the authorities would not have a material right of review, in other words they would not decide whether the researcher's representation was in fact accurate. In this sense the task of the agency would merely be to perform a qualified plausibility check and freedom of research would not be restricted in an unconstitutional manner.

3. Berlin Administrative Court First Chamber, ruling of 7 December 1994, ref. no.: 1 A 232.92 (In: Zeitschrift für Umweltrecht 1995, 201-203.)

The Berlin Administrative Court then accepted the researcher's complaint and stated that the approval agency's task was that of a qualified plausibility check: authorisation to conduct an animal experiment is to be granted if the applicant has provided scientific justification to the effect that the experiment is indispensable and ethically acceptable. On the other hand, the court held that it is not the task of the approval agency to further assess whether the experiment is actually ethically acceptable. Since in the present case the researcher had adequately demonstrated the ethical acceptability of the planned series of experiments, his complaint against the approval agency was successful. The researcher was granted the authorisation to conduct the animal experiments.

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